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Thursday, April 25, 2019

Form 10 Audit Overview

With the SEC’s settlements with CarrierEQ(aka Airfox) and Paragon in November of 2018, it is apparent an Initial Coin Offerings (“ICO”) could be subject to SEC compliance or enforcement. While neither Airfoxnor Paragon settled with the SEC under the supposition of guilt, the presumption by many in the industry is that many tokens sold in the previous few years as part of an ICO were sold and have been trading as “unregistered securities,” violating the Securities Act of 1933 and Exchange Act of 1934.

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